-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E0FCetV05wk6ubAmhdXDqUwNMAEjFYH8NLqViCkjdaDHKvA04ipoOGCUYZbRAr1p P0PD0pK+XXn40djYbS97hg== 0000927946-06-000158.txt : 20061116 0000927946-06-000158.hdr.sgml : 20061116 20061115191237 ACCESSION NUMBER: 0000927946-06-000158 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 20061116 DATE AS OF CHANGE: 20061115 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: INTERACTIVE INTELLIGENCE INC CENTRAL INDEX KEY: 0001083318 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 351933097 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-57885 FILM NUMBER: 061221230 BUSINESS ADDRESS: STREET 1: 7601 INTERACTIVE WAY CITY: INDIANAPOLIS STATE: IN ZIP: 46278 BUSINESS PHONE: 3178723000 MAIL ADDRESS: STREET 1: 7601 INTERACTIVE WAY CITY: INDIANAPOLIS STATE: IN ZIP: 46278 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Brown Kyle E CENTRAL INDEX KEY: 0001354090 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: BUSINESS PHONE: 317-590-4246 MAIL ADDRESS: STREET 1: 3653 SOUTH U.S. 421 CITY: ZIONSVILLE STATE: IN ZIP: 46077 SC 13D/A 1 brown13da.htm KYLE BROWN SCHEDULE 13D/A Schedule 13D/A

      UNITED STATES
                          SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

OMB APPROVAL

OMB Number:

3235-0145

Expires:

February 28, 2009

Estimated average burden

Hours per response . . . . . . . . . . 14.5

 

SCHEDULE 13D

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No.   5  )*

 

Interactive Intelligence, Inc.

(Name of Issuer)

 

Common Stock

(Title of Class of Securities)

 

45839M 103

(CUSIP Number)

 

Stephen J. Hackman, Esq.
ICE MILLER LLP
One American Square, Suite 3100
Indianapolis, IN 46282-0200
(317) 236-2100

(Name, Address and Telephone Number of Person Authorized to

Receive Notices and Communications)

 

November 14, 2006

(Date of Event which Requires Filing of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because ofss.ss.240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box .

NOTE:    Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

Persons who respond to the collection of information contained in this form are not
required to respond unless the form displays a currently valid OMB control number.

CUSIP NO.:    45839M 103

1.            Name of Reporting Person. Kyle E. Brown

I.R.S. Identification Nos. of above persons (entities only)

2.            Check the Appropriate Box if a Member of a Group (See Instructions)
                 (a) o
                 (b) o

3.            SEC Use Only

 

4.            Source of Funds (See Instructions)

OO

5.            Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e)

o

6.            Citizenship or Place of Organization

United States

7.            Sole Voting Power

0 (See Item 5)

8.            Shared Voting Power

0

9.            Sole Dispositive Power

811,002

10.         Shared Dispositive Power

0

11.         Aggregate Amount Beneficially Owned by Each Reporting Person

811,002

12.         Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)

o

13.         Percent of Class Represented by Amount in Row (11)

4.8%

14.         Type of Reporting Person (See Instructions)

IN

        This Amendment No. 5 to Schedule 13D amends the Schedule 13D filed February 24, 2006, Amendment No. 1 to Schedule 13D filed May 9, 2006, Amendment No. 2 to Schedule 13D filed June 26, 2006, Amendment No. 3 to Schedule 13D filed July 28, 2006 and Amendment No. 4 to Schedule 13D filed November 9, 2006 and relates to the disposition, as reflected in Item 5 below, of 637,727 shares of the common stock of Interactive Intelligence, Inc. (the "Issuer") by Ms. Kyle E. Brown (the "Filing Person"), in transactions executed in the NASDAQ National Market System described more fully in Item 6 below. Following this transaction, the Filing Person beneficially owns 811,002 shares of Issuer common stock.

        The Filing Person acquired the right to acquire all of the shares of the Issuer's common stock beneficially owned by the Filing Person on February 14, 2006, pursuant to an Agreement of Property Settlement and for Child Custody and Support (the "Settlement Agreement"), which was approved by the Indiana State Superior Court in Boone County on February 14, 2005, in connection with the division of property in divorce proceedings. The Filing Person did not expend any funds in the acquisition of the shares of the Issuer's common stock, but instead acquired the shares from her ex-husband pursuant to the Settlement Agreement. The acquisition of the Issuer common stock pursuant to the Settlement Agreement was reported on the Schedule 13D filed on February 24, 2006, and which was amended three times to report sales of Issuer common stock by the Filing Person with the Amendment No. 1 to Schedule 13D filed May 9, 2006, the Amendment No. 2 to Schedule 13D filed June 26, 2006, the Amendment No. 3 to Schedule 13D filed July 28, 2006 and Amendment No. 4 to Schedule 13D filed November 9, 2006.

Item 1.    Security and Issuer.

        This Amendment No. 5 to Schedule 13D is being filed with respect to the common stock of the Issuer whose principal executive offices are located at 7601 Interactive Way, Indianapolis, Indiana 46278.

Item 2.    Identity and Background.

        The person filing this report is Kyle E. Brown and her principal residence is 3653 South U.S. 421, Zionsville, Indiana 46077. The Filing Person is not currently employed or engaged in an occupation. In the last five years, the Filing Person has not been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors), nor has she been party to a civil proceeding of a judicial or administrative body of competent jurisdiction as a result of which she was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. The Filing Person is a citizen of the United States of America.

Item 3.    Source and Amount of Funds or Other Consideration.

        Not applicable.

Item 4.    Purpose of Transaction.

        As set forth above, the Filing Person acquired all of the Issuer common stock owned by the Filing Person pursuant to the Settlement Agreement. Depending upon the prevailing market prices for the Issuer's common stock, the Filing Person may continue to sell additional shares of the Issuer's common stock directly to one or more purchasers, to or through underwriters, brokers or dealers, through agents on a best-efforts basis or otherwise, or through a combination of such methods of sale, and the Filing Person may sell the shares in one or more transactions at a fixed price or prices, which may be changed, at prevailing market prices at the time of sale or at prices related to such prevailing prices, at varying prices determined at the time of sale, or at negotiated prices.

        Except as set forth above, the Filing Person does not currently have any plans or proposals which relate to or would result in: (i) the acquisition by any person of additional securities of the Issuer, or the disposition of securities of the Issuer, (ii) any extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving the issuer or any of its subsidiaries, (iii) a sale or transfer of a material amount of assets of the Issuer or any of its subsidiaries, (iv) any change in the present board of directors or management of the Issuer, including any plans or proposals to change the number or term of directors or to fill any existing vacancies on the board, (v) any material change in the present capitalization or dividend policy of the Issuer, (vi) any other material change in the Issuer's business or corporate structure, (vii) changes in the Issuer's charter, bylaws or instruments corresponding thereto or other actions which may impede the acquisition of control of the Issuer by any person; (viii) causing a class of securities of the Issuer to be delisted from a national securities exchange or to cease to be authorized to be quoted in an inter-dealer quotation system of a registered national securities association; (ix) a class of equity securities of the Issuer becoming eligible for termination of registration pursuant to section 12(g)(4) of the Securities Exchange Act of 1934; or (x) any action similar to any of those enumerated above.

Item 5.    Interest In Securities Of The Issuer.

        The Filing Person holds 811,002 shares of the Issuer's common stock, or, based on the Issuer's Quarterly Report on Form 10-Q for the fiscal quarter ended September 30, 2006, 4.8% of the outstanding shares of common stock. The Filing Person ceased to be the beneficial owner of more than 5% of the Issuer's Common Stock on November 15, 2006. The Filing Person has sole power to dispose or direct the disposition of the shares. Pursuant to Section 23-1-42 of the Indiana Code, these shares are deemed to be "control shares," and are without any voting rights in the hands of the Filing Person, unless and until voting rights are approved by the shareholders of the Issuer. The Filing Person acquired the right to acquire all of the shares of the Issuer's common stock beneficially owned by the Filing Person on February 14, 2006, pursuant to the Separation Agreement (which is described in further detail in the Introduction above). Any subsequent purchaser of the Filing Person's shares of the Issuer's common stock will have voting power with respect to such shares, so long as the acquisition of the shares does not cause the purchaser to hold (in the aggregate with all other shares held by the purchaser) any of the following ranges of voting power in the election of directors: (1) one-fifth or more but less than one-third of all voting power; (2) one-third or more but less than a majority of all voting power; or (3) a majority or more of all voting power.

        The Filing Person has sold 637,727 shares of the Issuer's common stock in transactions executed in the NASDAQ National Market during the last 60 days. These sales occurred in the following transactions:

     Date of Sale
   Number of Shares
 Price Per Share
 
  November 8, 2006       1200   $ 16 .90
  November 8, 2006    400   $ 16 .91
  November 8, 2006    480   $ 16 .92
  November 8, 2006    600   $ 16 .93
  November 8, 2006    420   $ 16 .94
  November 8, 2006    1200   $ 16 .95
  November 8, 2006    400   $ 16 .96
  November 8, 2006    799   $ 16 .97
  November 8, 2006    1409   $ 16 .98
  November 8, 2006    641   $ 16 .99
  November 8, 2006    5283   $ 17 .00
  November 8, 2006    1301   $ 17 .01
  November 8, 2006    3517   $ 17 .02
  November 8, 2006    500   $ 17 .03
  November 8, 2006    1600   $ 17 .04
  November 8, 2006    800   $ 17 .05
  November 8, 2006    400   $ 17 .06
  November 8, 2006    855   $ 17 .07
  November 8, 2006    745   $ 17 .08
  November 8, 2006    400   $ 17 .09
  November 8, 2006    250   $ 17 .10
  November 9, 2006    800   $ 17 .03
  November 9, 2006    1300   $ 17 .04
  November 9, 2006    300   $ 17 .05
  November 9, 2006    400   $ 17 .06
  November 9, 2006    400   $ 17 .07
  November 9, 2006    2600   $ 17 .10
  November 9, 2006    514   $ 17 .11
  November 9, 2006    4030   $ 17 .12
  November 9, 2006    1400   $ 17 .13
  November 9, 2006    656   $ 17 .14
  November 9, 2006    300   $ 17 .15
  November 9, 2006    900   $ 17 .16
  November 9, 2006    1700   $ 17 .17
  November 9, 2006    2243   $ 17 .18
  November 9, 2006    1700   $ 17 .19
  November 9, 2006    7219   $ 17 .20
     Date of Sale
   Number of Shares
 Price Per Share
  November 9, 2006    5831   $ 17 .21
  November 9, 2006    1400   $ 17 .22
  November 9, 2006    4407   $ 17 .23
  November 9, 2006    1200   $ 17 .24
  November 9, 2006    4400   $ 17 .25
  November 9, 2006    300   $ 17 .26
  November 9, 2006    400   $ 17 .27
  November 9, 2006    2000   $ 17 .30
  November 9, 2006    200   $ 17 .33
  November 9, 2006    200   $ 17 .34
 November 10, 2006    300   $ 16 .55
 November 10, 2006    500   $ 16 .56
 November 10, 2006    300   $ 16 .57
 November 10, 2006    600   $ 16 .58
 November 10, 2006    200   $ 16 .59
 November 10, 2006    800   $ 16 .61
 November 10, 2006    200   $ 16 .63
 November 10, 2006    700   $ 16 .64
 November 10, 2006    100   $ 16 .65
 November 10, 2006    400   $ 16 .66
 November 10, 2006    100   $ 16 .69
 November 10, 2006    600   $ 16 .70
 November 10, 2006    3300   $ 16 .71
 November 10, 2006    700   $ 16 .72
 November 10, 2006    500   $ 16 .73
 November 10, 2006    400   $ 16 .74
 November 10, 2006    200   $ 16 .75
 November 10, 2006    1900   $ 16 .82
 November 10, 2006    300   $ 16 .84
 November 10, 2006    100   $ 16 .87
 November 10, 2006    200   $ 17 .10
 November 13, 2006    100   $ 16 .19
 November 13, 2006    100   $ 16 .22
 November 13, 2006    100   $ 16 .25
 November 13, 2006    100   $ 16 .35
 November 13, 2006    100   $ 16 .46
 November 13, 2006    100   $ 16 .52
 November 13, 2006    200   $ 16 .54
 November 13, 2006    300   $ 16 .55
 November 13, 2006    300   $ 16 .57
 November 13, 2006    200   $ 16 .58
 November 13, 2006    100   $ 16 .59
 November 13, 2006    500   $ 16 .60
 November 13, 2006    100   $ 16 .62
 November 13, 2006    300   $ 16 .64
 November 13, 2006    500   $ 16 .65
 November 13, 2006    300   $ 16 .66
 November 13, 2006    120   $ 16 .67
 November 13, 2006    79   $ 16 .68
 November 13, 2006    303   $ 16 .69
 November 13, 2006    512   $ 16 .70
 November 13, 2006    306   $ 16 .71
 November 13, 2006    400   $ 16 .72
 November 13, 2006    500   $ 16 .74
 November 13, 2006    800   $ 16 .75
 November 13, 2006    300   $ 16 .76
 November 13, 2006    1400   $ 16 .77
 November 13, 2006    787   $ 16 .78
 November 13, 2006    1000   $ 16 .79
 November 13, 2006    2200   $ 16 .80
 November 13, 2006    1000   $ 16 .81
     Date of Sale
   Number of Shares
 Price Per Share
 November 13, 2006    1190   $ 16 .82
 November 13, 2006    2600   $ 16 .83
 November 13, 2006    700   $ 16 .84
 November 13, 2006    2600   $ 16 .85
 November 13, 2006    600   $ 16 .86
 November 13, 2006    1600   $ 16 .87
 November 13, 2006    1103   $ 16 .88
 November 13, 2006    500   $ 16 .89
 November 13, 2006    500   $ 16 .90
 November 14, 2006    700   $ 16 .940
November 14, 2006    300   $ 16 .950
November 14, 2006    2,461   $ 17 .200
November 14, 2006    1,939   $ 17 .210
November 14, 2006    100   $ 17 .220
November 14, 2006    800   $ 17 .230
November 14, 2006    175   $ 17 .240
November 14, 2006    1,025   $ 17 .250
November 14, 2006    400   $ 17 .260
November 14, 2006    1,391   $ 17 .270
November 14, 2006    200   $ 17 .280
November 14, 2006    600   $ 17 .290
November 14, 2006    1,300   $ 17 .300
November 14, 2006    1,500   $ 17 .310
November 14, 2006    1,300   $ 17 .320
November 14, 2006    1,400   $ 17 .330
November 14, 2006    700   $ 17 .340
November 14, 2006    5,909   $ 17 .350
November 14, 2006    2,300   $ 17 .360
November 14, 2006    1,402   $ 17 .370
November 14, 2006    696   $ 17 .380
November 14, 2006    2,300   $ 17 .390
November 14, 2006    5,100   $ 17 .400
November 14, 2006    1,600   $ 17 .410
November 14, 2006    400   $ 17 .420
November 14, 2006    300   $ 17 .430
November 14, 2006    1300   $ 17 .440
November 14, 2006    400   $ 17 .470
November 14, 2006    700   $ 17 .520
November 14, 2006    100   $ 17 .530
November 14, 2006    100   $ 17 .550
November 14, 2006    1,400   $ 17 .560
November 14, 2006    1,300   $ 17 .570
November 14, 2006    2,400   $ 17 .580
November 14, 2006    3,003   $ 17 .590
November 14, 2006    6,741   $ 17 .600
November 14, 2006    3,288   $ 17 .610
November 14, 2006    800   $ 17 .620
November 14, 2006    702   $ 17 .630
November 14, 2006    1,200   $ 17 .640
November 14, 2006    1,200   $ 17 .650
November 14, 2006    600   $ 17 .660
November 14, 2006    300   $ 17 .670
November 14, 2006    641   $ 17 .680
November 14, 2006    100   $ 17 .690
November 14, 2006    3,100   $ 17 .700
November 14, 2006    800   $ 17 .710
November 14, 2006    2,100   $ 17 .720
November 14, 2006    2,000   $ 17 .730
November 14, 2006    1,300   $ 17 .740
November 14, 2006    1,500   $ 17 .750
November 14, 2006    100   $ 17 .760
     Date of Sale
   Number of Shares
 Price Per Share
November 14, 2006    3,700   $ 17 .770
November 14, 2006    600   $ 17 .780
November 14, 2006    2,860   $ 17 .790
November 14, 2006    8,300   $ 17 .800
November 14, 2006    4,550   $ 17 .810
November 14, 2006    2,700   $ 17 .820
November 14, 2006    4,104   $ 17 .830
November 14, 2006    1,200   $ 17 .840
November 14, 2006    1,190   $ 17 .850
November 14, 2006    500   $ 17 .860
November 14, 2006    500   $ 17 .870
November 14, 2006    5,900   $ 17 .880
November 14, 2006    1,400   $ 17 .890
November 14, 2006    3,600   $ 17 .900
November 14, 2006    800   $ 17 .910
November 14, 2006    800   $ 17 .920
November 14, 2006    1,700   $ 17 .930
November 14, 2006    1,241   $ 17 .940
November 14, 2006    10,185   $ 17 .950
November 14, 2006    2,500   $ 17 .960
November 14, 2006    2,700   $ 17 .970
November 14, 2006    2,050   $ 17 .980
November 14, 2006    12,297   $ 17 .990
November 14, 2006    12,930   $ 18 .000
November 14, 2006    4,021   $ 18 .010
November 14, 2006    6,696   $ 18 .020
November 14, 2006    3,114   $ 18 .030
November 14, 2006    3,918   $ 18 .040
November 14, 2006    7,400   $ 18 .050
November 14, 2006    8,272   $ 18 .060
November 14, 2006    800   $ 18 .070
November 14, 2006    3,989   $ 18 .080
November 14, 2006    900   $ 18 .090
November 14, 2006    1,800   $ 18 .100
November 14, 2006    4,100   $ 18 .110
November 14, 2006    3,900   $ 18 .120
November 14, 2006    2,200   $ 18 .130
November 14, 2006    5,300   $ 18 .140
November 14, 2006    3,300   $ 18 .150
November 14, 2006    2,582   $ 18 .160
November 14, 2006    2,493   $ 18 .170
November 14, 2006    13,500   $ 18 .175
November 14, 2006    28,096   $ 18 .180
November 14, 2006    14,236   $ 18 .190
November 14, 2006    17,503   $ 18 .200
November 14, 2006    9,833   $ 18 .210
November 14, 2006    6,875   $ 18 .220
November 14, 2006    3,830   $ 18 .230
November 14, 2006    4,890   $ 18 .240
November 14, 2006    4,591   $ 18 .250
November 14, 2006    4,370   $ 18 .260
November 14, 2006    3,500   $ 18 .270
November 14, 2006    600   $ 18 .280
November 14, 2006    400   $ 18 .290
November 14, 2006    900   $ 18 .300
November 14, 2006    1,300   $ 18 .310
November 14, 2006    100   $ 18 .320
November 14, 2006    800   $ 18 .330
November 14, 2006    950   $ 18 .340
November 14, 2006    50   $ 18 .370
November 14, 2006    100   $ 18 .430
     Date of Sale
   Number of Shares
 Price Per Share
November 14, 2006    300   $ 18 .440
November 14, 2006    1,199   $ 18 .450
November 14, 2006    1,650   $ 18 .460
November 14, 2006    1,401   $ 18 .470
November 14, 2006    3,150   $ 18 .480
November 14, 2006    1,500   $ 18 .490
November 14, 2006    1,100   $ 18 .580
November 14, 2006    200   $ 18 .590
November 14, 2006    100   $ 18 .600
November 14, 2006    400   $ 18 .620
November 14, 2006    100   $ 18 .630
November 14, 2006    300   $ 18 .670
November 14, 2006    400   $ 18 .710
November 14, 2006    1,062   $ 18 .720
November 14, 2006    1,000   $ 18 .730
November 14, 2006    6,700   $ 18 .740
November 14, 2006    1,200   $ 18 .750
November 14, 2006    2,538   $ 18 .760
November 14, 2006    1,200   $ 18 .770
November 14, 2006    2,500   $ 18 .780
November 14, 2006    4,100   $ 18 .790
November 14, 2006    4,500   $ 18 .800
November 14, 2006    600   $ 18 .810
November 14, 2006    2,338   $ 18 .820
November 14, 2006    400   $ 18 .850
November 14, 2006    200   $ 18 .860
November 15, 2006    2,427   $ 18 .50
November 15, 2006    1,650   $ 18 .51
November 15, 2006    1,900   $ 18 .52
November 15, 2006    600   $ 18 .53
November 15, 2006    1,200   $ 18 .54
November 15, 2006    2,625   $ 18 .55
November 15, 2006    2,500   $ 18 .56
November 15, 2006    1,000   $ 18 .57
November 15, 2006    127   $ 18 .58
November 15, 2006    200   $ 18 .59
November 15, 2006    900   $ 18 .60
November 15, 2006    200   $ 18 .61
November 15, 2006    800   $ 18 .62
November 15, 2006    1,500   $ 18 .63
November 15, 2006    1,700   $ 18 .64
November 15, 2006    1,000   $ 18 .65
November 15, 2006    500   $ 18 .66
November 15, 2006    400   $ 18 .67
November 15, 2006    200   $ 18 .68
November 15, 2006    600   $ 18 .69
November 15, 2006    300   $ 18 .70
November 15, 2006    300   $ 18 .71
November 15, 2006    200   $ 18 .73
November 15, 2006    2,000   $ 18 .74
November 15, 2006    9,314   $ 18 .75
November 15, 2006    5,235   $ 18 .76
November 15, 2006    2,000   $ 18 .77
November 15, 2006    4,029   $ 18 .78
November 15, 2006    4,157   $ 18 .79
November 15, 2006    13,810   $ 18 .80
November 15, 2006    1,989   $ 18 .81
November 15, 2006    1,982   $ 18 .82
November 15, 2006    1,035   $ 18 .83
November 15, 2006    4,166   $ 18 .84
November 15, 2006    850   $ 18 .85
     Date of Sale
   Number of Shares
 Price Per Share
November 15, 2006    1,000   $ 18 .86
November 15, 2006    400   $ 18 .87
November 15, 2006    76   $ 18 .88
November 15, 2006    3,800   $ 18 .90
November 15, 2006    500   $ 18 .91
November 15, 2006    1,485   $ 18 .93
November 15, 2006    6,600   $ 18 .94
November 15, 2006    10,543   $ 18 .95
November 15, 2006    1,200   $ 18 .96
November 15, 2006    100   $ 18 .97
November 15, 2006    12,100   $ 18 .98
November 15, 2006    900   $ 18 .99
November 15, 2006    5,622   $ 19 .00
November 15, 2006    2,954   $ 19 .01
November 15, 2006    5,465   $ 19 .02
November 15, 2006    1,500   $ 19 .03
November 15, 2006    900   $ 19 .04
November 15, 2006    2,744   $ 19 .05
November 15, 2006    2,507   $ 19 .06
November 15, 2006    500   $ 19 .07
November 15, 2006    1,500   $ 19 .08
November 15, 2006    400   $ 19 .09
November 15, 2006    4,935   $ 19 .10
November 15, 2006    3,123   $ 19 .11
November 15, 2006    1,000   $ 19 .12
November 15, 2006    700   $ 19 .13
November 15, 2006    300   $ 19 .14
November 15, 2006    1,250   $ 19 .15
November 15, 2006    200   $ 19 .17

Item 6.    Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer.

        The Settlement Agreement provides that the ex-husband of the Filing Person must transfer all of the shares of the Issuer's common stock originally reported on the Schedule 13D to the Filing Person, without any contingencies or other conditions.

Item 7.    Material to be Filed as Exhibits.

        Exhibit 7.1 — Power of Attorney, dated May 9, 2006, by Kyle E. Brown.

Signature


        After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

November 15, 2006

Date

/s/  Stephen J. Hackman/attorney-in-fact
Signature


Stephen J. Hackman/attorney-in-fact
Name/Title

        The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative (other than an executive officer or general partner of the filing person), evidence of the representative's authority to sign on behalf of such person shall be filed with the statement: provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature.

Attention:  Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001)

 GRAPHIC 2 ballot.jpg GRAPHIC begin 644 ballot.jpg M_]C_X``02D9)1@`!`0$!+`$L``#_VP!#``@&!@<&!0@'!P<)"0@*#!0-#`L+ M#!D2$P\4'1H?'AT:'!P@)"XG("(L(QP<*#7J#A(6&AXB)BI*3E)66EYB9FJ*CI*6FIZBIJK*SM+6VM[BYNL+#Q,7& MQ\C)RM+3U-76U]C9VN'BX^3EYN?HZ>KQ\O/T]?;W^/GZ_\0`'P$``P$!`0$! M`0$!`0````````$"`P0%!@<("0H+_\0`M1$``@$"!`0#!`<%!`0``0)W``$" M`Q$$!2$Q!A)!40=A<1,B,H$(%$*1H;'!"2,S4O`58G+1"A8D-.$E\1<8&1HF M)R@I*C4V-S@Y.D-$149'2$E*4U155E=865IC9&5F9VAI:G-T=79W>'EZ@H.$ MA8:'B(F*DI.4E9:7F)F:HJ.DI::GJ*FJLK.TM;:WN+FZPL/$Q<;'R,G*TM/4 MU=;7V-G:XN/DY>;GZ.GJ\O/T]?;W^/GZ_]H`#`,!``(1`Q$`/P#U."#5-9UW M7U'B/4K&"SO4MX8+6*V*A3;0R$DR0LQ):1N_I6KX5OKC4_!^B7]W()+FZL() MI7``W.T:EC@<#DGI3+GPKI=S>W5V6U"&:Z=9)C;:G EX-7 3 poaschedule13d.htm EXHIBIT 7.1

POWER OF ATTORNEY

Know all by these presents, that the undersigned hereby constitutes and appoints each of Stephen J. Hackman, Kristine J. Bouaichi and Stacy S. Kilian signing singly, the undersigned's true and lawful attorney-in-fact to:

 

(1)

execute for and on behalf of the undersigned, in the undersigned's capacity as an officer, director and/or 5% Shareholder of Interactive Intelligence, Inc. (the "Company"), Schedule 13D, Schedule 13G and any amendments to Schedule 13D and Schedule 13G in accordance with Section 13 of the Securities Exchange Act of 1934, as amended, and the rules and regulations promulgated thereunder;

 

(2)

do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Schedule 13D, Schedule 13G and any amendments to Schedule 13D and Schedule 13G and timely file such schedule or form with the United States Securities and Exchange Commission and any stock exchange or similar authority; and

 

(3)

take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion.

The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving such capacity at the request of the undersigned are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 13 of the Securities Exchange Act of 1934, as amended.

This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Schedule 13D, Schedule 13G and any amendments to Schedule 13D and Schedule 13G with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless either revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact.

 

 

 

IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 9th day of May, 2006.

 

  /s/  Kyle E. Brown
Signature


Kyle E. Brown
Printed Name



STATE OF INDIANA )
) SS:
COUNTY OF MARION )

Subscribed to and sworn before me, a Notary Public, in and for said County and State, this 9th day of May, 2006.

 

/s/  Connie L. Keatts
Signature


Connie L. Keatts
Printed                                                                    Notary Public


My Commission Expires:

Mar. 17, 2009
 County of Residence:

Marion

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